nism v a mutual fund exam mock test 3

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NISM Mock Test 3

NISM V-A Mutual Fund Distributor   Certification Exam – Online solve question answer banks with mock test practice 100+ question

1 / 25

SEBI regulates __________.

2 / 25

Distribution phase of Wealth Cycle is a parallel of Retirement phase of Life Cycle

3 / 25

Fund accounting activity of a scheme is to be compulsorily outsourced

4 / 25

The objective of asset allocation is risk management.

5 / 25

Which of the following is an advantage of mutual funds?

6 / 25

Investor can get into long term investment commitments in ________.

7 / 25

AMC directors are appointed with the permission of Trustees.

8 / 25

The assets of the mutual fund are held by ______.

9 / 25

Open-ended schemes generally offer exit option to investors through a stock exchange

10 / 25

Which among the following investment avenues does not offer income on a regular basis?

11 / 25

High yield bond schemes invest in junk bonds

12 / 25

Unit’s of ____________ must be listed on the stock exchange.

13 / 25

Statement of Account is to be sent to investors within ___ days of NFO closure

14 / 25

Each mutual fund scheme must have a stated investment objective. State whether True or False.

15 / 25

According to the Certified Financial Planner – Board of Standards (USA), the first stage in financial
planning is _____________.

16 / 25

Unit holders can hold their units in demat form

17 / 25

How much equity would you suggest for a young well settled unmarried individual

18 / 25

Most investor service centers are offices of _______

19 / 25

Risk appetite of investors is assessed through _______

20 / 25

Investment objective defines the broad investment charter.

21 / 25

Model portfolios are a waste of time for financial planners

22 / 25

Within ___ days of dividend declaration, warrants will have to be sent to investors

23 / 25

The asset allocation that is worked out for an investor based on risk profiling is called _______.

24 / 25

What is the real rate of return?

25 / 25

Sector funds invest in a diverse range of sectors.

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