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NISM Mock Test 3

NISM V-A Mutual Fund Distributor   Certification Exam - Online solve question answer banks with mock test practice 100+ question

1 / 23

Statement of Account is to be sent to investors within ___ days of NFO closure

2 / 23

Open-ended schemes generally offer exit option to investors through a stock exchange

3 / 23

Which among the following investment avenues does not offer income on a regular basis?

4 / 23

The objective of asset allocation is risk management.

5 / 23

According to the Certified Financial Planner – Board of Standards (USA), the first stage in financial
planning is _____________.

6 / 23

Investor can get into long term investment commitments in ________.

7 / 23

High yield bond schemes invest in junk bonds

8 / 23

Fund accounting activity of a scheme is to be compulsorily outsourced

9 / 23

The assets of the mutual fund are held by ______.

10 / 23

How much equity would you suggest for a young well settled unmarried individual

11 / 23

Distribution phase of Wealth Cycle is a parallel of Retirement phase of Life Cycle

12 / 23

Unit's of ____________ must be listed on the stock exchange.

13 / 23

AMC directors are appointed with the permission of Trustees.

14 / 23

Risk appetite of investors is assessed through _______

15 / 23

Unit holders can hold their units in demat form

16 / 23

What is the real rate of return?

17 / 23

Investment objective defines the broad investment charter.

18 / 23

Sector funds invest in a diverse range of sectors.

19 / 23

Model portfolios are a waste of time for financial planners

20 / 23

Most investor service centers are offices of _______

21 / 23

SEBI regulates __________.

22 / 23

Within ___ days of dividend declaration, warrants will have to be sent to investors

23 / 23

The asset allocation that is worked out for an investor based on risk profiling is called _______.

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