/23
5 votes, 4.8 avg
1018
Created on

NISM Mock Test 3

NISM V-A Mutual Fund Distributor   Certification Exam - Online solve question answer banks with mock test practice 100+ question

1 / 23

AMC directors are appointed with the permission of Trustees.

2 / 23

Which among the following investment avenues does not offer income on a regular basis?

3 / 23

Risk appetite of investors is assessed through _______

4 / 23

Investment objective defines the broad investment charter.

5 / 23

How much equity would you suggest for a young well settled unmarried individual

6 / 23

The assets of the mutual fund are held by ______.

7 / 23

The asset allocation that is worked out for an investor based on risk profiling is called _______.

8 / 23

Investor can get into long term investment commitments in ________.

9 / 23

High yield bond schemes invest in junk bonds

10 / 23

Unit's of ____________ must be listed on the stock exchange.

11 / 23

Sector funds invest in a diverse range of sectors.

12 / 23

Open-ended schemes generally offer exit option to investors through a stock exchange

13 / 23

Most investor service centers are offices of _______

14 / 23

Within ___ days of dividend declaration, warrants will have to be sent to investors

15 / 23

Distribution phase of Wealth Cycle is a parallel of Retirement phase of Life Cycle

16 / 23

According to the Certified Financial Planner – Board of Standards (USA), the first stage in financial
planning is _____________.

17 / 23

What is the real rate of return?

18 / 23

SEBI regulates __________.

19 / 23

Fund accounting activity of a scheme is to be compulsorily outsourced

20 / 23

Model portfolios are a waste of time for financial planners

21 / 23

Unit holders can hold their units in demat form

22 / 23

Statement of Account is to be sent to investors within ___ days of NFO closure

23 / 23

The objective of asset allocation is risk management.

Your score is

The average score is 69%

0%

Please rate this quiz

Mock Test List